Total Advice Compliance

When I started my career in financial advice over a decade ago, compliance was little more than a tick a box process. Fast forward 15 years from then to today and financial advice is now one of the most stringently regulated industries in all of Australia. From a Royal Commission, to a hastily rolled out FASEA code of ethics and to what can feel like countless ASIC regulatory guidance reports, financial advice compliance is a complex and ever changing space. I have worked in senior positions on both the retail side and industry fund side of financial advice, it's this knowledge and experience that I try to bring to my courses, being practical, hands on, useful information for advice professionals. Providing insights and direction to not only Financial Advisers and Financial planning practice staff but also Compliance personnel and Senior corporate leaders. Through the CPD short courses it's my goal to help make the complex world of advice compliance easily digestible and put you at ease and feel confident that you are meeting your compliance obligations.