Best Interest Duty Tools
The compliance tools every Financial Adviser needs
Course Curriculum
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Introduction
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Advice Tools
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File Note Templates
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Information Collection Forms
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Advice Checklists
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Meeting Documentation Requirements
About this course
- $124.00
- 1.5 hours of video content
- 1.25 CPD Hour/Point
- Multiple Choice Assessment
- Delivery: Online, Self-paced
About this course
Our Best Interest Duty Tools short course provides staff in financial planning practices with the compliance and efficiency tools they need to help ensure advice documents and advice files meet all compliance requirements
What you will learn
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What you can do now to make your advice process more efficient
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How certain best interest duty tools can help ensure advice files are compliant
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Which templates, checklists and forms every financial planning practice needs
Who is this short course for?
• Financial Advisers • Financial Planning Practice Managers • Responsible Managers • Compliance Personnel and Consultants • Paraplanners • Client Support Representatives
Certification
You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately
Course Preview
Complementary Resources
As part of the short course you will also receive the following:
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10 File Note Templates
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8 Client File Checklists
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5 Best Interest Duty Templates
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4 Information Collection Forms
Buy a course and we'll plant a tree!
It's just that simple... we will plant one tree for every course purchased. There's no limit to the number of trees we will plant, so buy a course today and take one small step toward a greener tomorrow
Visit the program at OneTreePlanted.org
Course Syllabus
Click here to get further information on the course. You will find the agenda, timetable of each session delivered, the facilitator qualifications and experience in financial services, learning outcomes and more
Frequently Asked Questions
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How is the CPD assessed?
Our CPD short courses are assessed by a short open book multiple-choice exam
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When can I can enrol?
Our CPD short courses are 100% online, so you can start anytime, anywhere
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How do I enrol my team?
You can enrol your team online. Find the right course and make an online purchase or contact us directly via our enquire today form and the Total Advice Compliance team can easily arrange your team's training