Course Curriculum

  1. Introduction

  2. Practice Management Templates

  3. Advice & Practice Manager Checklists

  4. Advice Process Flowcharts

  5. Quiz

  6. Resources

About this course

  • $149.00
  • 1.5 hours of video content
  • 1.5 CPD Hours/Points
  • Multiple Choice Assessment
  • Delivery: Online, Self-paced

About this course

Our Practice Manager Compliance and Efficiency Tools short course provides a deep dive into all the tools, templates and checklists a Financial Planning Practice Manager needs. Ensure your financial planning practice is not just meeting compliance requirements, but also operating as efficiently as possible

What you will learn

  • How to ensure your financial planning practice saves time and stays compliant

  • How certain checklists, templates and flowcharts can help you

  • How to feel confident your financial planning practice is meeting compliance requirements and operating efficiently

Who is this short course for?

• Financial Planning Practice Managers • Responsible Managers • Compliance Personnel and Consultants

Certification

You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately

Course Preview

Complementary Resources

As part of the program you will receive the following:

  • 7 Practice Manager Templates

  • 3 Practice Manager Checklists

  • 2 Advice Process Flowcharts Templates

Buy a course and we'll plant a tree!

It's just that simple... we will plant one tree for every course purchased. There's no limit to the number of trees we will plant, so buy a course today and take one small step toward a greener tomorrow

Visit the program at OneTreePlanted.org

Course Syllabus

Click here to get further information on the course. You will find the agenda, timetable of each session delivered, the facilitator qualifications and experience in financial services, learning outcomes and more
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Frequently Asked Questions

  • How are the CPD short courses assessed?

    Our CPD short courses are assessed by a short open book multiple-choice exam

  • When can I can enrol?

    Our CPD short courses are 100% online, so you can start anytime, anywhere

  • How do I enrol my team?

    You can enrol your team online. Find the right course and make an online purchase or contact us directly via our enquire today form and the Total Advice Compliance team can easily arrange your team's training

Get your CPD points today