Course Curriculum

  1. Introduction

  2. Design & Structure of an SoA

  3. Legislative Requirements

  4. Key Sections of an SoA

  5. Quiz

About this course

  • $49.00
  • 0.5 hours of video content
  • 0.5 CPD Hour/Point
  • Multiple Choice Assessment
  • Delivery: Online, Self-paced

About this course

Our Statement of Advice (SoA) Compliance Guide short course provides you with a breakdown of ASICs Regulatory Guide 90: Example Statement of Advice. We’ll look at what ASIC considers to be best practice and how their example meets both legislative and regulatory requirements.

What you will learn

  • What the legislative and regulatory requirement are of a Statement of Advice (SoA)

  • The key sections that must be included in a Statement of Advice (SoA)

  • How you can ensure your Statement of Advice (SoA) is meeting ASIC expectations

Who is this short course for?

• Financial Advisers • Financial Planning Practice Managers • Responsible Managers • Risk and Compliance Leaders • Compliance personnel and consultants • Legal and corporate advisory professionals

Certification

You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately

Course Preview

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Course Syllabus

Click here to get further information on the course. You will find the agenda, timetable of each session delivered, the facilitator qualifications and experience in financial services, learning outcomes and more
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Frequently Asked Questions

  • How are the CPD short courses assessed?

    Our CPD short courses are assessed by a short open book multiple-choice exam

  • When can I can enrol?

    Our CPD short courses are 100% online, so you can start anytime, anywhere

  • How do I enrol my team?

    You can enrol your team online. Find the right course and make an online purchase or contact us directly via our enquire today form and the Total Advice Compliance team can easily arrange your team's training

Get your CPD points today