Course Curriculum

  1. Introduction

  2. Best Interest Duty Tools

  3. Paraplanner Specific Tools

  4. Information Collection Forms

  5. Advice Checklists

  6. Quiz

About this course

  • $99.00
  • 1 hour of video content
  • 1 CPD Hour/Point
  • Multiple Choice Assessment
  • Delivery: Online, Self-paced

About this course

Our Paraplanner Compliance Tools short course provides Paraplanners with a breakdown of the compliance and efficiency tools they need to help ensure all advice files meet compliance requirements

What you will learn

  • What Best Interest Duty tools, templates and guides can help you create compliant advice documents

  • What advice file checklists and information collection forms can help you generate an Advice Document as fast as efficiently as possible

  • How you can cut down SoA rework time with Paraplanner Specific Tools

Who is this short course for?

• Paraplanners • Financial Planning Practice Managers • Responsible Managers • Compliance Personnel and Consultants

Certification

You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately

Course Preview

Complementary Resources

As part of the short course you will also receive the following:

  • 6 Best Interest Duty Adviser Templates

  • 5 Client File Checklists

  • 4 Information Collection Forms

Buy a course and we'll plant a tree!

It's just that simple... we will plant one tree for every course purchased. There's no limit to the number of trees we will plant, so buy a course today and take one small step toward a greener tomorrow

Visit the program at OneTreePlanted.org

Course Syllabus

Click here to get further information on the course. You will find the agenda, timetable of each session delivered, the facilitator qualifications and experience in financial services, learning outcomes and more
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Frequently Asked Questions

  • How are the CPD short courses assessed?

    Our CPD short courses are assessed by a short open book multiple-choice exam

  • When can I can enrol?

    Our CPD short courses are 100% online, so you can start anytime, anywhere

  • How do I enrol my team?

    You can enrol your team online. Find the right course and make an online purchase or contact us directly via our enquire today form and the Total Advice Compliance team can easily arrange your team's training

Get your CPD points today