Fact Find and File Note Templates
What your fact find and file notes need to include
Course Curriculum
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Introduction
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File Note Templates
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Fact Find Templates
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Quiz
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Resources
About this course
- $74.00
- 1 hour of video content
- 0.75 CPD Hour/Point
- Multiple Choice Assessment
- Delivery: Online, Self-paced
About this course
In this short course we'll do a deep dive into the Fact Find and File Note Templates every Adviser needs to help make sure their advice meets compliance requirements
What you will learn
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How a well documented fact find or file note can help ensure advice files are compliant
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What the must have file note templates are that every Adviser needs
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What the key sections of a Fact Find are and what detail you need to capture
Who is this short course for?
• Financial Advisers • Financial Planning Practice Managers • Responsible Managers • Compliance Personnel and Consultants
Certification
You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately
Course Preview
Complementary Resources
As part of the short course you will also receive the following:
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10 File Note Templates
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3 Fact Find Templates
Buy a course and we'll plant a tree!
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Course Syllabus
Click here to get further information on the course. You will find the agenda, timetable of each session delivered, the facilitator qualifications and experience in financial services, learning outcomes and more
Frequently Asked Questions
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How are the CPD short courses assessed?
Our CPD short courses are assessed by a short open book multiple-choice exam
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When can I can enrol?
Our CPD short courses are 100% online, so you can start anytime, anywhere
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How do I enrol my team?
You can enrol your team online. Find the right course and make an online purchase or contact us directly via our enquire today form and the Total Advice Compliance team can easily arrange your team's training