Due Diligence Compliance Guide
Find out what's involved in buying or selling a financial planning business
Course Curriculum
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Introduction
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Due Diligence Checklist
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Practice Buyback Checklist
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Leader Practice Checklist
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Quiz
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Resources
About this course
- $49.00
- 0.5 hours of video content
- 0.5 CPD Hour/Point
- Multiple Choice Assessment
- Delivery: Online, Self-paced
About this course
Our Due Diligence Compliance Guide short course provides a deep dive into the due diligence compliance process. Find out what every financial planning practice needs to ensure it meets industry best practice prior to a sale
What you will learn
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What the specific compliance requirements are when selling a financial planning practice
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What you can do now to enhance the value of your business
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How your financial planning practice can meet industry leader expectations
Who is this short course for?
• Financial Planning Practice Managers • Responsible Managers • Compliance Personnel and Consultants • Legal and Corporate Advisory Professionals
Certification
You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately
Course Preview
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Course Syllabus
Click here to get further information on the course. You will find the agenda, timetable of each session delivered, the facilitator qualifications and experience in financial services, learning outcomes and more
Frequently Asked Questions
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How are the CPD short courses assessed?
Our CPD short courses are assessed by a short open book multiple-choice exam
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When can I can enrol?
Our CPD short courses are 100% online, so you can start anytime, anywhere
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How do I enrol my team?
You can enrol your team online. Find the right course and make an online purchase or contact us directly via our enquire today form and the Total Advice Compliance team can easily arrange your team's training